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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-12-22
  • TX RA
    APPROVED
    Since 2014-12-22

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

7302 Bellaire Blvd, Houston, TX 77036 • United States

8607 Westheimer Rd, Houston, TX 77063 • United States

9715 Westheimer Rd, Houston, TX 77042 • United States

9702 Bellaire Blvd, Houston, TX 77036 • United States

8003 W Grand Pkwy S, Richmond, TX 77407 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Houston TX 06/2014 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-25
S63 Uniform Securities Agent State Law Examination 1996-09-09
  • S65 Uniform Investment Adviser Law Examination
    1997-02-25
  • S63 Uniform Securities Agent State Law Examination
    1996-09-09

View on SEC IAPD

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