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Robert James Dowling

Modera Wealth Management, LLC

Westwood, NJ

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Current Employers
Modera Wealth Management, Llc

56 Jefferson Avenue, Westwood, NJ 07675 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-01-03
  • NJ RA
    APPROVED
    Since 2011-01-03

Branch Locations

56 Jefferson Avenue, Westwood, NJ 07675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modera Wealth Management, Llc Westwood NJ 01/2011 Present
Previous Registrations
  • 2009-03-03 → 2010-12-31
    Modera Wealth Management
    Westwood, NJ
  • 2005-07-15 → 2008-12-02
    Gunnallen Financial, Inc
    New York, NY
    New York, NY
  • 2005-04-15 → 2005-07-20
    B. Riley Wealth Advisors, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-02
S63 Uniform Securities Agent State Law Examination 1996-11-15
  • S65 Uniform Investment Adviser Law Examination
    2005-03-02
  • S63 Uniform Securities Agent State Law Examination
    1996-11-15
Designations
Other Names
  • Robert James Dowling
  • Robert James Dowling

View on SEC IAPD

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Other Offices

EDWARD JONES · WESTWOOD, NJ
J.P. MORGAN SECURITIES LLC · WESTWOOD, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Westwood, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · WESTWOOD, NJ
LPL ENTERPRISE, LLC · EMERSON, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HILLSDALE, NJ
TD PRIVATE CLIENT WEALTH LLC · Hillsdale, NJ
PNC WEALTH MANAGEMENT LLC · EMERSON, NJ

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