Sean Michael Henderson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-10-08
WA	RA	APPROVED	2005-01-25

TX RA
APPROVED

Since 2020-10-08
WA RA
APPROVED

Since 2005-01-25

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Bellevue	WA	11/2016	Present
Wells Fargo Advisors Llc	Bellevue	WA	05/2009	11/2016

11/2016 → Present

Wells Fargo Clearing Services, Llc

Bellevue, WA
05/2009 → 11/2016

Wells Fargo Advisors Llc

Bellevue, WA

Other Businesses

SEATTLE SOUNDERS; NOT INVESTMENT RELATED; SEATTLE,WA; DIRECTOR OF SCOUTING; START DATE 04/20/2000; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; SCOUTING SOCCER GAMES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-10-16
S63	Uniform Securities Agent State Law Examination	2000-05-17

S65 Uniform Investment Adviser Law Examination

2000-10-16
S63 Uniform Securities Agent State Law Examination

2000-05-17

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews