Samuel Victor Garcia

Employer firm

Cerity Partners Retirement Plan Consultants CRD 164198

$40.3B regulatory AUM 105 advisory clients

Reported services (Item 5G)

• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 05/2022
  Sagepoint Financial
  Beverly Hills, CA
• 04/2022 → Present
  Cerity Partners
  New York, NY
• 12/2022 → 12/2023
  Arkadios Capital
  Atlanta, GA

Previous Registrations

• 2015-04-02 → 2022-05-31
  Osaic Services, Inc.
  Beverly Hills, CA
• 2014-02-13 → 2015-09-01
  Cerity Partners Retirement Plan Consultants
  Malibu, CA
  New York, NY
• 2014-04-01 → 2015-09-01
  Pension Architects Advisory Group Llc
  Malibu, CA
  New York, NY
• 2012-01-01 → 2013-12-31
  Pension Architects Advisory Group, Llc
  Malibu, CA
  Pasadena, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-03-27
• S65 Uniform Investment Adviser Law Examination
  2011-12-29

Designations

• Certified Financial Planner

Other Names

• Sam Garcia