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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2007-06-20 |
Branch Locations
555 Long Wharf Dr Fl 1 Ste 1B, New Haven, CT 06511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2007 | Present |
| Northwestern Mutual Investment Services Llc | West Hartford | CT | 06/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PERSONAL CARE ATTENDANT, ALLIED FISCAL INTERMEDIARY, 119 OAKLAND STREET, BRISTOL, , CONNECTICUT, 06010, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 07/11/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, CARE FOR MY DISABLED DAUGHTER, I DRIVE HER TO SCHOOL AND TAKE CARE OF HER ON WEEKENDS AND ACCOMPANY HER TO MEDICAL APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-20 |
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