Joseph Richard Lantz

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 08/2022
  Federated Hermes
  Pittsburgh, PA
• 09/2022 → Present
  Raymond James Financial Services, Inc.
  Pittsburgh, PA
• 11/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Pittsburgh, PA

Other Businesses

(1)Name of Business: Achieva Family Trust Address: 711 Bingham St, Pittsburgh, PA, 15203, United States Activity Type: Non profit Position/Title: Other, Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 07/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have been asked to become the next chair of the investment committee. The new role still has no direct decision-making authority over investments. All recommendation decisions must be approved by the finance committee as well as by the full board. \nThe function remain the same: To provide guidance/advice on strategic direction considerations at both the board and investment committee levels. The board has 21 members and the IC has 12 members. Assets are managed by third party managers. (2)Name of Business: United Way of Southwestern PA Address: 1250 Penn Ave, Pittsburgh, PA, 15222, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part of a 7 member investment committee providing guidance to the finance committee/CFO and monitoring of the external 3rd party investment managers (3) Name of Business: Shorebridge Wealth Management Address: 600 Waterfront Dr Ste 125, Pittsburgh, PA, 15222-4751, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/29/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor with Shorebridge Wealth Management an RJFS affiliate of Raymond James

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-11-21
• S65 Uniform Investment Adviser Law Examination
  1996-11-18

Designations

• Chartered Financial Analyst