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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-16 |
| CA | RA | APPROVED | 2026-07-15 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | Newport Beach | CA | 12/2002 | 07/2026 |
| Lpl Financial Llc | Santa Rosa Valley | CA | 07/2026 | Present |
1. 07/2026 - S.F.G. Inc - Business Entity For Tax/Investment Purposes Only - Not Inv Related – 10 Hour(s)/Month – 5 Hour(s) During Trading – Santa Rosa Valley, CA, 93012 – OBA Start Date: 01/04/2016 2. 07/2026 - John Swanson - Real Estate Rental - Inv Related – 5 Hour(s)/Month – 5 Hour(s) During Trading – Trenton, OH, 45044 – OBA Start Date: 01/06/2025 3. 07/2026 - Swanson Financial Group Inc. - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 140 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/15/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-29 |
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