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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-29 |
| LA | RA | APPROVED | 2015-12-22 |
| TX | RA | APPROVED_RES | 1999-01-28 |
Branch Locations
601 Poydras St, New Orleans, LA 70130 • United States
815 S Palafox St, Pensacola, FL 32502 • United States
Perdido Key, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America,N.A. | New Orleans | LA | 06/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 07/1996 | Present |
I*38991 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CRESCENT PRODUCTION PARTNERS INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW ORLEANS, LOUISIANA 70115 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/16/2004 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NO PURPOSE RIGHT NOW OTHER THAN HAVING BOUGHT A CAR FOR MY FATHER IN LAW. ALSO WILL MAKE CERTAIN INVESTMENTS IN MOTION PICTURE PRODUCTIONS. INVESTMENTS WILL BE PASSIVE AND LIMITED IN LIABILITY. COMMERCIAL REAL ESTATE INVESTMENT IN FAMILY VENTURE. I*22468 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YMCA OF GREATER NEW ORLEANS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1050 SOUTH JEFFERSON DAVIS PKWY, STE 241 NEW ORLEANS, LOUISIANA 70130 NATURE OF BUSINESS: OTHER, NON PROFIT ORGANIZATION POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 0001-01-01 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NOT FOR PROFIT CHAIRMAN OF THE BOARD
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-25 |
| S65 | Uniform Investment Adviser Law Examination | 1996-10-25 |
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