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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2013-02-13 |
Branch Locations
11400 Parkside Drive Suite 200, Knoxville, TN 37934 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Knoxville | TN | 02/2013 | Present |
| Finra Dispute Resolution | Various | TN | 10/2010 | 07/2019 |
(1)Name of Business: East Tennessee Historical Foundation Address: 601 S. Gay Street, Knoxville, TN, 37901, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 05/03/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am currently Chairman Emeritus on the Board of Directors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-12 |
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