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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-12-05 |
| RI | RA | APPROVED | 2012-10-19 |
Branch Locations
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
75 State Street, Boston, MA 02109 • United States
20A Main Street, Wakefield, RI 02879 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities, Llc | Dorchester | MA | 09/2012 | 11/2017 |
| Santander Bank, Na | Boston | MA | 09/2003 | Present |
| Santander Securities, Llc | Dorchester | MA | 11/2017 | Present |
1. Rental Properties, owner, rental income from properties, non-investment related, start date 01/01/2016, Newport RI and Barrington RI, 1 hour monthly, none during trading hours. 2. Outside-In, Inc., owner, property management, landscaping and design, interior design and consultation, non-investment related, start date 03/09/2021, Newport, RI, 20 hours monthly, none during trading hours. 3. President of condo association, non-investment related, start date 04/28/2023, Newport RI, 1 hour monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-06 |
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