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Latin Securities Inc. CRD 164117
$48.9M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Se 2Nd Street, Suite #3975, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-11-29 |
| WY | RA | APPROVED | 2023-11-06 |
| FL | RA | APPROVED | 2023-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Miami | FL | 05/2014 | 05/2021 |
| Morgan Stanley | Miami | FL | 07/2021 | 12/2021 |
| Latin Securities Inc. | Miami | FL | 12/2022 | Present |
| Unemployed | Miami | FL | 01/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-12 |
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