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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-11-16
  • CA RA
    APPROVED
    Since 2009-11-16

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

21515 Hawthorne Blvd, Suite 1059, Torrance, CA 90503 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group Inc Littleton CO 10/2009 Present
  • 10/2009 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
Other Businesses

1.) FARID MOKHTARIAN FAMILY LIVING TRUST - 11/1/2003 - 26737 Nokomis Road, Rancho Palos Verdes, Ca 90275 - Trustee, revocable family trust, family trust, Not Invt Rel, 0 hrs/mo; 0 hrs/mo (during trading hours). 2.) KYLAS INS & FIN'L SERVICES - 9/1/2004 - 3625 Del Amo Blvd, Suite 330, Torrance, CA 90503- Insurance/Investments President, insurance sales. i am president of the corporation, my corporation, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) PHYSICIAN PENSION & INS SVCS - 2/15/2011 - 3625 Del Amo Blvd, Suite 330, Torrance, CA 90503 - Officer/Owner, insurance sales, insurance business, Not Invt Rel, 40-80 hrs/mo; 3 hrs/mo (during trading hours). 4.) PUBLISHING & SALE OF BOOK/AUTHOR - 7/1/2016 - 3625 Del Amo Blvd, Suite 330, Torrance, CA 90503 - Officer/Partner, author of the book, n/a, Not Invt Rel, 2 hrs/mo; 1 hrs/mo (during trading hours). 5.) INNOVATIVE SOLUTIONS - 1/1/2000 - 200 N Sepulveda, Suite 900, El Segundo, Ca 90250 - Insurance Sales Agent, selling fixed life and other non invt related products, insurance business, Not Invt Rel, 20 hrs/mo; 2 hrs/mo (during trading hours). 6.) TOTAL 360 INSURANCE & FINANCIAL SERVICES, INC. (FORMERLY SRS BUSINESS & PERSONAL INS SVCS INC) - 9/12/2018 - 3625 Del Amo Blvd, Suite 330, Torrance, CA 90503 - Cfo, sale and servicing of medical insurance, property and casualty, life & disability and ltc products, sale and service of insurance products, Not Invt Rel, 80 hrs/mo; 50 hrs/mo (during trading hours). 7.) TLG ADVISORS, INC. - 11/13/2009 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 8.) HIGHLAND CAPITAL GENERAL AGENCY - 3/1/2026 - 3625 Del Amo Blvd, Suite 330 - Agent, GA for fixed life and disability and long term care products, sales of term, whole life, IUL and VUL, Invt Rel, 15 hrs/mo; 15 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-22
S63 Uniform Securities Agent State Law Examination 1996-09-10
  • S65 Uniform Investment Adviser Law Examination
    2000-11-22
  • S63 Uniform Securities Agent State Law Examination
    1996-09-10

View on SEC IAPD

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