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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-26
GA RA APPROVED 2022-01-04
MN RA APPROVED 2021-11-01
MD RA APPROVED 2021-10-21
CA RA APPROVED 2021-05-25
CO RA APPROVED 2021-05-25
NM RA APPROVED 2021-05-25
SC RA APPROVED 2021-05-25
  • TX RA
    APPROVED_RES
    Since 2024-09-26
  • GA RA
    APPROVED
    Since 2022-01-04
  • MN RA
    APPROVED
    Since 2021-11-01
  • MD RA
    APPROVED
    Since 2021-10-21
  • CA RA
    APPROVED
    Since 2021-05-25
  • CO RA
    APPROVED
    Since 2021-05-25
  • NM RA
    APPROVED
    Since 2021-05-25
  • SC RA
    APPROVED
    Since 2021-05-25

Branch Locations

12835 E. Arapahoe Road Suite 2-710, Centennial, CO 80112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc. Fresno CA 01/2015 09/2016
Bay Colony Advisors Concord MA 09/2016 07/2017
Scf Securities, Inc Fresno CA 07/2017 05/2021
Scf Investment Advisors, Inc Fresno CA 07/2017 05/2021
Osaic Wealth, Inc. Centennial CO 05/2021 Present
Dailey Wealth Management Centennial CO 04/2021 Present
  • 01/2015 → 09/2016
    Scf Securities, Inc.
    Fresno, CA
  • 09/2016 → 07/2017
    Concord, MA
  • 07/2017 → 05/2021
    Scf Securities, Inc
    Fresno, CA
  • 07/2017 → 05/2021
    Scf Investment Advisors, Inc
    Fresno, CA
  • 05/2021 → Present
    Centennial, CO
  • 04/2021 → Present
    Dailey Wealth Management
    Centennial, CO
Previous Registrations
  • 2017-07-31 → 2021-06-03
    Scf Investment Advisors, Inc.
    Centennial, CO
    San Diego, CA
  • 2016-12-15 → 2017-07-31
    Centennial, CO
    Concord, MA
    Centennial, CO
Other Businesses

1) DAILEY WEALTH MANAGEMENT, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 05/25/2021 ADDRESS: 12835 E Arapahoe Rd, Ste 2-710, Centennial CO 80112, United States DESCRIPTION: insurance sales and service for multiple carriers 2) LOOSE CHANGE COUNTRY BAND POSITION: Band leader NATURE: We play music for private and public events. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2000 ADDRESS: 5771 S FLANDERS CT, Aurora CO 80015, United States DESCRIPTION: I schedule the gigs and rehearsals for our band mates. 3) AFTER THE GAME MINISTRIES POSITION: board member NATURE: Ministry for professional, collegiate athletes to help with the transition into the real world. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2025 ADDRESS: PO Box 441362, Aurora CO 80044, United States DESCRIPTION: find people that might be interested in coming alongside After the Game as a volunteer or supporter 4) JUNIOR LIVESTOCK AUCTION COMMITTEE POSITION: board member NATURE: Non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2026 ADDRESS: 4655 Humboldt St, Denver CO 80216, United States DESCRIPTION: Music for the two events during the year

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-15
S63 Uniform Securities Agent State Law Examination 2008-05-14
  • S65 Uniform Investment Adviser Law Examination
    2016-12-15
  • S63 Uniform Securities Agent State Law Examination
    2008-05-14
Other Names
  • Lee Dailey

View on SEC IAPD

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