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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
OH RA APPROVED 2021-08-24
  • TX RA
    APPROVED
    Since 2022-11-17
  • OH RA
    APPROVED
    Since 2021-08-24

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

1650 Market St Floor 47, Philadelphia, PA 19103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Cleveland OH 06/2021 Present
Jpmorgan Securities Llc Cleveland OH 06/2021 Present
Ubs Financial Services Inc. Cleveland OH 01/2011 06/2021
Fopt, Llc Naples FL 10/2025 Present
  • 06/2021 → Present
    Jpmorgan Chase Bank Na
    Cleveland, OH
  • 06/2021 → Present
    Jpmorgan Securities Llc
    Cleveland, OH
  • 01/2011 → 06/2021
    Cleveland, OH
  • 10/2025 → Present
    Fopt, Llc
    Naples, FL
Previous Registrations
  • 2002-04-29 → 2021-08-20
    Canton, OH
    Pepper Pike, OH
    Akron, OH
    Hudson, OH
    Edison, NJ
    Rocky River, OH
    Westlake, OH
    Cleveland, OH
    Cleveland, OH
    Weehawken, NJ
    Charlotte, NC
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Edison, NJ
    Weehawken, NJ
    Pepper Pike, OH
Other Businesses

Entity Name: FOPT, LLC Investment related: No Address: Naples, FL Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/13/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC formed with friends in order to make Real Estate Investments. These will be passive investments taking very little time and effort. Entity Name: LeCesse Development Company - ECCO Development Investment related: No Address: 650 S. Northvale Blvd, Suite 450 Altamonte Springs, FL 32701 https://www.lecesse.com ECCO Development - Elizabeth, NJ Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/03/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate Development Company mainly in multi family No role, just an Investor. No connection to JPM Entity Name: Nittany Blue Cat Investment Group LLC Investment related: Y "Address: Currently: 19875 Center Ridge Road, Apt. 442 Rocky River, OH 44116" Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 09/01/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It is an equal partnership with two other individuals (33.3% each) where we look to do private investments in business opportunities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-22
S63 Uniform Securities Agent State Law Examination 2000-03-27
  • S65 Uniform Investment Adviser Law Examination
    2002-04-22
  • S63 Uniform Securities Agent State Law Examination
    2000-03-27
Designations
  • Certified Financial Planner
Other Names
  • Ryan James Giaconarro
  • Ryan James Giacomarro

View on SEC IAPD

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