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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| OH | RA | APPROVED | 2021-08-24 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
1650 Market St Floor 47, Philadelphia, PA 19103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Cleveland | OH | 06/2021 | Present |
| Jpmorgan Securities Llc | Cleveland | OH | 06/2021 | Present |
| Ubs Financial Services Inc. | Cleveland | OH | 01/2011 | 06/2021 |
| Fopt, Llc | Naples | FL | 10/2025 | Present |
Entity Name: FOPT, LLC Investment related: No Address: Naples, FL Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/13/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC formed with friends in order to make Real Estate Investments. These will be passive investments taking very little time and effort. Entity Name: LeCesse Development Company - ECCO Development Investment related: No Address: 650 S. Northvale Blvd, Suite 450 Altamonte Springs, FL 32701 https://www.lecesse.com ECCO Development - Elizabeth, NJ Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/03/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate Development Company mainly in multi family No role, just an Investor. No connection to JPM Entity Name: Nittany Blue Cat Investment Group LLC Investment related: Y "Address: Currently: 19875 Center Ridge Road, Apt. 442 Rocky River, OH 44116" Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 09/01/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It is an equal partnership with two other individuals (33.3% each) where we look to do private investments in business opportunities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-27 |
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