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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-01-10 |
| WA | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 10/2009 | Present |
| Bank Of America, N.A. | Bellevue | WA | 04/2011 | Present |
I*1020371 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Gig Harbord, Washington, 98332 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 8/1/2022 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 I*1020375 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Issaquah, Washington, 98027 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/1/2015 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-12 |
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