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Michael James Vukson

Wells Fargo Clearing Services, LLC

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-25
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2023-07-25
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

50 W San Fernando St Ste 1500, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Jose CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 Present
Previous Registrations
  • 2005-08-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    San Jose, CA
    San Jose, CA
    St. Louis, MO
  • 1998-08-24 → 2005-08-29
    Morgan Stanley Dw Inc.
    San Jose, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-23
S65 Uniform Investment Adviser Law Examination 1996-10-17
  • S63 Uniform Securities Agent State Law Examination
    1996-10-23
  • S65 Uniform Investment Adviser Law Examination
    1996-10-17
Designations
Other Names
  • Mike Vukson

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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