Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

1002 1St Ave N, Wheaton, MN 56296 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Of Ia Soux Falls SD 01/1996 06/2021
Thomsen Insurance & Invesment Services Wheaton MN 01/2000 Present
Voya Financial Advisors Des Moines IA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/1996 → 06/2021
    Equitable Of Ia
    Soux Falls, SD
  • 01/2000 → Present
    Thomsen Insurance & Invesment Services
    Wheaton, MN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Des Moines, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 1002 1ST AVE N; WHEATON; MN; 56296; fixed insurance sales; Independent Insurance Agent; 4/19/2007; 160; 160; sales of fixed insurance products|NAME OF ENTITY:Thomsen Insurance & Investment Services; Yes; 1002 1ST AVE N; WHEATON; MN; 56296; DBA; owner; 1/1/2000; 160; 160; DBA for insurance and securities|NAME OF ENTITY:WHEATON AREA SCHOOLS; No; 1700 3RD AVE SOUTH; WHEATON; MN; 56296; HIGH SCHOOL COMMITTEE; CHAIN CREW MEMBER; 9/16/2016; 5; 0; MARK FIRST DOWN YARDS ONF THE FOOTBALL FIELD|NAME OF ENTITY:LIFE SETTLEMENTS; No; 1002 1ST AVE NORTH; WHEATON; MN; 56296; LIFE SETTLEMENTS; INDEPENDENT REP; 12/1/2018; 2; 2; LIFE SETTLEMENTS|NAME OF ENTITY:Brian Thomsen-Rental; No; 1002 1St Ave. North; Wheaton; MN; 56296; Rental Commercial Building; Owner; 3/1/2020; 1; 1; collect rent|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-07
  • S63 Uniform Securities Agent State Law Examination
    1996-12-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wheaton, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor