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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-10
  • CA RA
    APPROVED
    Since 2011-01-10

Branch Locations

31351 Via Colinas Suite 104, Westlake Village, CA 91362 • United States

Thousand Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. West Village CA 03/2011 03/2020
Ameriprise Financial Services, Llc Westlake Village CA 03/2020 Present
Other Businesses

Outside Employment; Foster, Griffith, & Allen, Inc.; CPA -; Tax Preparation; 31351 Via Colinas #101Westlake Village, ca 91362, ,; ; 08/01/1979; 60 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-07
  • S66 Uniform Combined State Law Examination
    2011-01-07
Other Names
  • Randi Lee Merl
  • Randi M Dennen

View on SEC IAPD

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