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Current Employers
Alterna Wealth Management, Inc.

2800 Post Oak Blvd Suite 6300, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-25
TX RA APPROVED 2008-04-10
  • FL RA
    APPROVED
    Since 2024-07-25
  • TX RA
    APPROVED
    Since 2008-04-10

Branch Locations

2800 Post Oak Blvd Suite 6300, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Actinver Securities, Inc. Houston TX 05/2014 Present
Actinver Wealth Management, Inc. Houston TX 05/2014 Present
Actinver Insurance Services, Inc. Houston TX 02/2011 Present
Wealth Services, Inc. Houston TX 09/2015 08/2019
Actinver Holdings, Inc. Houston TX 05/2004 Present
  • 05/2014 → Present
    Actinver Securities, Inc.
    Houston, TX
  • 05/2014 → Present
    Actinver Wealth Management, Inc.
    Houston, TX
  • 02/2011 → Present
    Actinver Insurance Services, Inc.
    Houston, TX
  • 09/2015 → 08/2019
    Wealth Services, Inc.
    Houston, TX
  • 05/2004 → Present
    Actinver Holdings, Inc.
    Houston, TX
Previous Registrations
  • 2013-11-26 → 2014-05-02
    Optima Capital Management, Inc.
    Houston, TX
    San Antonio, TX
  • 2004-11-12 → 2006-07-06
    Gunnallen Financial, Inc
    Houston, TX
    Sugarland, TX
    Houston, TX
  • 2003-12-18 → 2004-11-11
    Gunnallen Financial, Inc
    Sugarland, TX
  • 2002-06-07 → 2004-01-29
    Illac Advisors, Inc.
    Houston, TX
Other Businesses

Name of Business - TAMASTA MANAGEMENT, LLC; Investment Related - No; Address - 3003 Dahlgren Trail, Sugar Land, Texas 77479; Nature - Personal Holding Company for Transactions not limited to purchase and sale of real estate and construction; Start Date - 2004; Position - Sole Member; Approximate number of hours per month - 5. Mr. Maza is the owner of MAZA SECURITIES LLC. Maza Securities, LLC IS NOT A REGISTERED FIRM, BUT one Mr. Maza used to act as an INDEPENDENT PRODUCER and TO PAY EXPENSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-11
S63 Uniform Securities Agent State Law Examination 1997-03-13
  • S66 Uniform Combined State Law Examination
    2002-05-11
  • S63 Uniform Securities Agent State Law Examination
    1997-03-13
Designations

View on SEC IAPD

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