Best Investors Account Sign in

Frederick Theodore Frederickson

Wells Fargo Clearing Services, LLC

Bloomington, MN

CRD 2786433

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-20
MN RA APPROVED 2013-11-04
CA RA APPROVED 2006-04-28
  • TX RA
    APPROVED
    Since 2022-01-20
  • MN RA
    APPROVED
    Since 2013-11-04
  • CA RA
    APPROVED
    Since 2006-04-28

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bloomington MN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 Present
Other Businesses

DUTCH'S DEN, LLC; NOT INV. RELATED; BISBEE,ND; 25% OWNERSHIP; START DATE 10/01/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; PERSONAL USE OF HOME FOR RECREATIONAL PURPOSES.; POWER OF ATTORNEY FOR FATHER, INV RELATED, BLOOMINGTON, MN, START: 6/18/2024, 1 HOUR PER MONTH, 0 HOURS DURING TRADING. DARCY D FREDERICKSON REVOCABLE TRUST; INV RELATED;LINO LAKES,MN; TRUSTEE; TRUSTEE/CO-TRUSTEE; START DATE: 06/05/2026; 1 HRS PER MONTH; - HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-21
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S65 Uniform Investment Adviser Law Examination
    1996-11-21
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
Designations
  • Certified Financial Planner
Other Names
  • Frederick T Frederickson
  • Ted Frederickson

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Bloomington, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor