James Andrew Mothorpe

Employer firm

Capital Investment Advisory Services, LLC CRD 149124

$2.39B regulatory AUM 217 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Capital Investment Group, Inc.
  Raleigh, NC

Other Businesses

1. NATIONAL INSURANCE BROKERAGE. AGENT FOR LONG TERM LIFE AND LONG TERM CARE INSURANCE. NOT INVESTMENT RELATED. 2. SENIOR MARKET SALES, INC. AGENT. 8420 W. DODGE ROAD, OMAHA, NE 68114. FIXED INSURANCE FMO. PROVIDE THE OPPORTUNITY FOR CURRENT AND PROSPECTIVE CLIENTS TO PURCHASE MEDICARE SUPPLEMENT. NOT INVESTMENT RELATED. STARTED 6/1/2017. 3. CAPITAL INSURANCE AFFILIATES. AGENT. 205 KENTWOOD DRIVE, PEACHTREE CITY, GA 30269. SELL FIXED PRODUCTS THROUGH TARKENTON FINANCIAL, ASH BROKERAGE, FINANCIAL INDEPENDENCE GROUP, PENN MUTUAL. STARTED 11/2018. 10 OR < HRS PER WEEK, ALL DURING NORMAL TRADING HOURS. 4. J. ANDREW MOTHORPE, LLC. OWNER/FOUNDER. 205 KENTWOOD DRIVE, PEACHTREE CITY, GA 30269. LLC CREATED FOR INVESTMENT BUSINESS. <1HR.MO, 0 DURING NORMAL TRADING HRS. 5. FAYETTE COUNTY CHAMBER OF COMMERCE AMBASSADOR. VOLUNTEER. 600 WEST LANIER AVE, STE 205, FAYETTEVILLE, GA 30214. STARTED 09/2000. 5 HRS/WK, 5 DURING NORMAL TRADING HRS. NOT INVESTMENT RELATED. 6. ROTARY CLUB OF PEACHTREE CITY. TREASURER. C/O ACCOUNTING RESOURCES, 193 FLAT CREEK TRAIL, FAYETTEVILLE, GA 30214. STARTED 10/2025. RESPONSIBLE FOR MAKING SURE THE FINANCIAL AFFAIRS OF THE CLUB ARE MANAGED IN ACCORDANCE WITH THE CLUB BYLAWS AND CLUB CONSTITUTION. 5 HRS/WK, 1 HR DURING NORMAL TRADING HRS. ACTIVITY IS NOT INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-02
• S63 Uniform Securities Agent State Law Examination
  1996-10-23

Designations

• Certified Financial Planner