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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-18
UT RA APPROVED 2020-07-30
TX RA APPROVED 2020-07-29
  • CA RA
    APPROVED
    Since 2025-03-18
  • UT RA
    APPROVED
    Since 2020-07-30
  • TX RA
    APPROVED
    Since 2020-07-29

Branch Locations

527 N Hwy 101 Ste D, Solana Beach, CA 92075 • United States

1371 East 2100 South Suite 215, Salt Lake City, UT 84105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Salt Lake City UT 01/2011 07/2020
Raymond James Financial Services, Inc. Salt Lake City UT 07/2020 Present
Raymond James Financial Services Advisors, Inc. Salt Lake City UT 07/2020 Present
Previous Registrations
Other Businesses

(1)Name of Business: Metas Address: 2408 East Evergreen Ave, Salt Lake City, UT, UT, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Rental Real Estate (2)Name of Business: Simpatico Address: 620 Broadway Street Suite M, King City, CA, 93930, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: Uinta Wealth Management Address: 1371 E 2100 S Ste 215, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/29/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (4)Name of Business: Voyager Wealth Advisors Address: 1371 East 2100 South, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee, Officer - President Investment Related: No Start Date: 11/01/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (5)Name of Business: Voyager Wealth Advisors Address: 1371 E 2100 S Ste 215, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (6)Name of Business: WIlliams Hanssen and Farr Address: 1371 East 2100 South, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/11/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (7)Name of Business: Williams Investment Management Address: 1371 East 2100 South, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee, Officer - President Investment Related: No Start Date: 01/11/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (8)Name of Business: Williams, Snow, Belote Address: 1371 E 2100 S Ste 215, Salt Lake City, UT, 84105-3731, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-15
S63 Uniform Securities Agent State Law Examination 2000-07-31
  • S65 Uniform Investment Adviser Law Examination
    2000-08-15
  • S63 Uniform Securities Agent State Law Examination
    2000-07-31
Designations
  • Certified Financial Planner
Other Names
  • Chris N William
  • Chris N Williams

View on SEC IAPD

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