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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-18 |
| UT | RA | APPROVED | 2020-07-30 |
| TX | RA | APPROVED | 2020-07-29 |
Branch Locations
527 N Hwy 101 Ste D, Solana Beach, CA 92075 • United States
1371 East 2100 South Suite 215, Salt Lake City, UT 84105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Salt Lake City | UT | 01/2011 | 07/2020 |
| Raymond James Financial Services, Inc. | Salt Lake City | UT | 07/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Salt Lake City | UT | 07/2020 | Present |
(1)Name of Business: Metas Address: 2408 East Evergreen Ave, Salt Lake City, UT, UT, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Rental Real Estate (2)Name of Business: Simpatico Address: 620 Broadway Street Suite M, King City, CA, 93930, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: Uinta Wealth Management Address: 1371 E 2100 S Ste 215, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/29/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (4)Name of Business: Voyager Wealth Advisors Address: 1371 East 2100 South, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee, Officer - President Investment Related: No Start Date: 11/01/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (5)Name of Business: Voyager Wealth Advisors Address: 1371 E 2100 S Ste 215, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (6)Name of Business: WIlliams Hanssen and Farr Address: 1371 East 2100 South, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/11/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (7)Name of Business: Williams Investment Management Address: 1371 East 2100 South, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee, Officer - President Investment Related: No Start Date: 01/11/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (8)Name of Business: Williams, Snow, Belote Address: 1371 E 2100 S Ste 215, Salt Lake City, UT, 84105-3731, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-31 |
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