Gary Geraci

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 11/2019
  Santander Bank, Na
  Boston, MA
• 05/2016 → 11/2019
  Santander Securities, Llc
  Dorchester, MA
• 11/2019 → 12/2020
  Citizens Securities, Inc.
  North Waltham, MA
• 01/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2020-01-24 → 2021-01-05
  Citizens Securities, Inc.
  Burlington, MA
  Woburn, MA
  No. Waltham, MA
• 2016-06-09 → 2019-12-17
  Santander Securities Llc
  Weston, MA
  Framingham, MA
  Bedford, MA
  Burlington, MA
  Worcester, MA
  Watertown, MA
  Belmont, MA
  Lexington, MA
  Boston, MA
• 2015-03-31 → 2016-02-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Manchester, NH
• 2009-06-10 → 2014-11-21
  Geraci Capital Management, Llc
  Windham, NH

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 01/11/21 2) INSURANCE AGENT/SALES, 30 JACOB ROAD, WINDHAM, NH, 01/05/21, NIR, 10 HR/WK- 10/TRADING HR.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-02-20
• S65 Uniform Investment Adviser Law Examination
  2009-05-13

Other Names

• Gary Thomas Geraci