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31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-28 |
| OR | RA | APPROVED | 2025-02-28 |
| ID | RA | APPROVED | 2020-09-26 |
| TX | RA | APPROVED | 2020-09-26 |
| WA | RA | APPROVED | 2018-09-27 |
| AZ | RA | APPROVED | 2007-05-29 |
Branch Locations
31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Financial Group, Inc. | Westlake Village | CA | 10/1995 | Present |
| Alliance Advisory & Securities, Llc | Westlake Village | CA | 01/1996 | Present |
1. Alliance Financial Group, Inc. Investment Related: No Address: 31248 E. Oak Crest Dr Ste 100, Westlake Village, CA, 91361 Business Nature: Management / Parent company Position: Vice President Start Date: 1998 (since inception) Hours/Month: 2 Hours/Month during trading hours: 0 Description of duties: Management and oversight of various entiities 2. Westlake Professional Building Partners, LLC Investment Related: No Address: 31248 E. Oak Crest Dr Ste 100, Westlake Village, CA, 91361 Business Nature: Management Position: VP of Parent Company (Alliance Financial Group, Inc.)/Manager Start Date: 1998 (since inception) Hours/Month: 2 Hours/Month during trading hours: 0 Description of duties: Management and oversight of the owner occupied building
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-24 |
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