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CRD 2785592
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-11 |
| OR | RA | APPROVED | 2011-02-11 |
Branch Locations
Gales Creek, OR • United States
1010 Bridge St., Vernonia, OR 97064 • United States
52381 S Columbia River Hwy, Scappoose, OR 97051 • United States
275 S. Columbia River Highway, St Helens, OR 97051 • United States
3532 Pacific Ave, Forest Grove, OR 97116 • United States
1540 Se Discovery Lane, Warrenton, OR 97146 • United States
595 Marine Dr, Astoria, OR 97103 • United States
101 Truhaak, Clatskanie, OR 97016 • United States
736 Bridge St., Unit 7, Veronia, OR 97064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Gales Creek | OR | 04/2008 | Present |
1. 12/30/2008: DEAN PETSHOW CONSTRUCTION, LLC - Outside/W-2 Employment - 5% OF TIME - CLERICAL WORK FOR DEAN PETSHOW CONSTRUCTION LLC. 2. 8/14/2013: BELINDA PETSHOW INVESTMENT SERVICES - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 3. 3/4/2020 - Lenz Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/28/2020 - 4 Hours Per Month/2 Hours During Securities Trading. 4. 11/16/2021 - Wauna Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/09/2020 - 48 Hours Per Month/32 Hours During Securities Trading. 5. 06/21/2022 - Cascade Crest Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 06/06/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. 6. 07/18/2024 - Pineview Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 160 Hours Per Month/ 5 Hours During Trading 7. 08/18/2025 - Ninety Five Ten Farmhouse - Real Estate Rental - Investment Related - Gales Creek, OR - Start Date 08/01/2025 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-22 |
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