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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-11
OR RA APPROVED 2011-02-11
  • TX RA
    APPROVED_RES
    Since 2024-03-11
  • OR RA
    APPROVED
    Since 2011-02-11

Branch Locations

Gales Creek, OR • United States

1010 Bridge St., Vernonia, OR 97064 • United States

52381 S Columbia River Hwy, Scappoose, OR 97051 • United States

275 S. Columbia River Highway, St Helens, OR 97051 • United States

3532 Pacific Ave, Forest Grove, OR 97116 • United States

1540 Se Discovery Lane, Warrenton, OR 97146 • United States

595 Marine Dr, Astoria, OR 97103 • United States

101 Truhaak, Clatskanie, OR 97016 • United States

736 Bridge St., Unit 7, Veronia, OR 97064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Gales Creek OR 04/2008 Present
Other Businesses

1. 12/30/2008: DEAN PETSHOW CONSTRUCTION, LLC - Outside/W-2 Employment - 5% OF TIME - CLERICAL WORK FOR DEAN PETSHOW CONSTRUCTION LLC. 2. 8/14/2013: BELINDA PETSHOW INVESTMENT SERVICES - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 3. 3/4/2020 - Lenz Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/28/2020 - 4 Hours Per Month/2 Hours During Securities Trading. 4. 11/16/2021 - Wauna Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/09/2020 - 48 Hours Per Month/32 Hours During Securities Trading. 5. 06/21/2022 - Cascade Crest Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 06/06/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. 6. 07/18/2024 - Pineview Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 160 Hours Per Month/ 5 Hours During Trading 7. 08/18/2025 - Ninety Five Ten Farmhouse - Real Estate Rental - Investment Related - Gales Creek, OR - Start Date 08/01/2025 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-10
S63 Uniform Securities Agent State Law Examination 1996-11-22
  • S66 Uniform Combined State Law Examination
    2011-02-10
  • S63 Uniform Securities Agent State Law Examination
    1996-11-22
Other Names
  • Belinda Anne Betancourt

View on SEC IAPD

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