Mohammad Shawkat Ali

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-09-28
NY	RA	APPROVED	2021-06-14

TX RA
APPROVED_RES

Since 2023-09-28
NY RA
APPROVED

Since 2021-06-14

Branch Locations

Coram, NY • United States

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metropolitan Life Insurance Company	Astoria	NY	03/2004	03/2017
Metlife Securities Inc.	Astoria	NY	03/2004	03/2017
Massmutual Life Insurance Co	East Hills	NY	07/2016	Present
Mml Investors Services, Llc	East Hills	NY	03/2017	Present

03/2004 → 03/2017

Metropolitan Life Insurance Company

Astoria, NY
03/2004 → 03/2017

Metlife Securities Inc.

Astoria, NY
07/2016 → Present

Massmutual Life Insurance Co

East Hills, NY
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY

Other Businesses

NAME: MOHAMMAD S. ALI INV REL: Y ADDR: 2200 NORTHERN BLVD, STE 200, EAST HILLS, NY 11548 NATURE: OUTSIDE INSURANCE/NON-MMLIA: LIFE, DISABILITY, PROPERTY AND CASUALTY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH, MEDICARE POSITION: SALES START: 04/05/2021 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 1 DUTIES: SALES AND SERVICE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-08-13

S63 Uniform Securities Agent State Law Examination

1996-08-13

Other Names

Mohammad S Ali

View on SEC IAPD