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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-21
  • GA RA
    APPROVED
    Since 2024-11-21

Branch Locations

4004 Summit Blvd Se Suite 125, Atlanta, GA 30319 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Atlanta GA 04/2016 10/2024
Kestra Investment Services, Llc Atlanta GA 05/2000 10/2024
Level Four Advisory Services, Llc Dallas TX 11/2024 Present
  • 04/2016 → 10/2024
    Atlanta, GA
  • 05/2000 → 10/2024
    Kestra Investment Services, Llc
    Atlanta, GA
  • 11/2024 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
Previous Registrations
  • 2016-05-11 → 2024-11-05
    Atlanta, GA
  • 2003-05-28 → 2016-09-22
    Kestra Investment Services, Llc
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

Business Name: The Hyman Foundation, Inc Investment Related: No Address: 570 Chestnut Rose Lane NW Atlanta GA 30327 Nature of Business: Other Other/None of the Above Charitable Foundation Position, Title or Relationship: President Start Date: 8/9/1991 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Authorize charitable donations made from foundation Business Name: Kennesaw State University Foundation, Inc. Investment Related: No Address: 1000 Chastain Road NW, Mailbox 9101 Marietta GA 30144 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Trustee Start Date: 5/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Meet with other trustees to review opportunities for Kennesaw State University to continue to grow. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: FIFTH THIRD BANK ADVISORY BOARD POSITION: Advisory Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2024 ADDRESS: 3344 Peachtree Rd, Ste 800, Atlanta GA 30326, United States DESCRIPTION: Advisory Board meets periodically to review and advise the Regional Bank Officer (Randy Korporc) with marketing plans and execution strategies for his regional initiatives.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-17
  • S63 Uniform Securities Agent State Law Examination
    1998-11-17

View on SEC IAPD

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