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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-21 |
Branch Locations
4004 Summit Blvd Se Suite 125, Atlanta, GA 30319 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Atlanta | GA | 04/2016 | 10/2024 |
| Kestra Investment Services, Llc | Atlanta | GA | 05/2000 | 10/2024 |
| Level Four Advisory Services, Llc | Dallas | TX | 11/2024 | Present |
Business Name: The Hyman Foundation, Inc Investment Related: No Address: 570 Chestnut Rose Lane NW Atlanta GA 30327 Nature of Business: Other Other/None of the Above Charitable Foundation Position, Title or Relationship: President Start Date: 8/9/1991 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Authorize charitable donations made from foundation Business Name: Kennesaw State University Foundation, Inc. Investment Related: No Address: 1000 Chastain Road NW, Mailbox 9101 Marietta GA 30144 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Trustee Start Date: 5/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Meet with other trustees to review opportunities for Kennesaw State University to continue to grow. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: FIFTH THIRD BANK ADVISORY BOARD POSITION: Advisory Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2024 ADDRESS: 3344 Peachtree Rd, Ste 800, Atlanta GA 30326, United States DESCRIPTION: Advisory Board meets periodically to review and advise the Regional Bank Officer (Randy Korporc) with marketing plans and execution strategies for his regional initiatives.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-11-17 |
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