Heath Patrick Abernathy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Plano, TX
• 09/2023 → Present
  Osaic Wealth, Inc.
  Grapevine, TX

Previous Registrations

• 2008-10-31 → 2023-09-01
  Osaic Services, Inc.
  Grapevine, TX
• 2001-07-02 → 2008-10-31
  American General Securities Incorporated
  Grapevine, TX
  Southlake, TX

Other Businesses

1. ABERNATHY FINANCIAL SERVICES AND/OR HEATH ABERNATHY POSITION: Owner - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: 129 Main Street, Suite 260, Grapevine TX 76051, United States DESCRIPTION: If a client requires life, disability or long-term care insurance, we often provide them quotes and coverage.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-24
• S63 Uniform Securities Agent State Law Examination
  1996-10-02

Designations

• Certified Financial Planner