Thomas Brian Bennett

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 01/2017
  D.A. Davidson & Co.
  Memphis, TN
• 03/2017 → 09/2019
  Summit Brokerage Services, Inc.
  Collierville, TN
• 04/2018 → 05/2021
  Summit Financial Group Inc.
  Collierville, TN
• 09/2019 → 04/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 04/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → Present
  Msec, Llc
  Overland Park, KS
• 04/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2023-06-29 → 2024-04-24
  Cetera Investment Advisers Llc
  Germantown, TN
• 2021-05-20 → 2023-06-29
  Cetera Wealth Services, Llc
  Germantown, TN
• 2018-04-19 → 2021-05-20
  Summit Financial Group Inc
  Collierville, TN
  Collierville, TN

Other Businesses

MSEC, LLC, 5700 W. 112th St., Overland Park, KS 66211; Investment-related; Registered Rep; 40 hrs/week during securities trading hours

Exams

• S66 Uniform Combined State Law Examination
  2018-04-17
• S63 Uniform Securities Agent State Law Examination
  1996-10-04

Other Names

• Brian Bennett
• Brian Bennett