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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-16 |
| CA | RA | APPROVED | 2022-04-15 |
Branch Locations
945 Orchard Creek Ln Ste 103B, Lincoln, CA 95648-8473 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lincoln | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lincoln | CA | 11/2016 | 04/2022 |
| Wells Fargo Advisors Financial Network, Llc | Lincoln | CA | 04/2022 | Present |
HEAVEN SCENT FARM; NOT INV. RELATED; LOOMIS, CA; 100% OWNERSHIP WITH SPOUSE; START 12/1/2013; 10 HRS PER MONTH; 0 HRS DURING TRADING; FARMING. R & A CAPITAL HOLDINGS LLC, INV RELATED, LINCOLN, CA, 100% OWNERSHIP, START 1/7/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. CO-TRUSTEE FOR FATHER, INV RELATED, LINCOLN, CA, START: 4/25/2022, 1 HR/MONTH, 1 HR DURING TRADING.; TRUSTEE FOR R&A CAPITAL HOLDINGS 401K, INV RELATED, LOOMIS, CA, START: 12/1/2022, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-20 |
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