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Mark Peterman

Wells Fargo Clearing Services, LLC

Largo, FL

Sarasota, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-11-05
FL RA APPROVED 2012-09-11
  • TX RA
    APPROVED
    Since 2012-11-05
  • FL RA
    APPROVED
    Since 2012-09-11

Branch Locations

14147 Walsingham Rd, Largo, FL 33774 • United States

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Tampa FL 06/2012 11/2016
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-07
  • S66 Uniform Combined State Law Examination
    2012-09-07

View on SEC IAPD

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FORREST BRITT BARR
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MICHAEL COSTELLO
DAWN SUSANNE DEMERS
MALCOLM DAVID WALKER
MARC ALLEN WILKINS
Dustin Winship Henderson

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LARGO, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Largo, FL
CETERA INVESTMENT ADVISERS LLC · LARGO, FL
KESTRA ADVISORY SERVICES, LLC · Largo, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Largo, FL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LARGO, FL
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Largo, FL
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Largo, FL

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