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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-10 |
| NJ | RA | APPROVED | 2024-06-20 |
Branch Locations
61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States
Basking Ridge, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Equities, Inc. | Parsippany | NJ | 09/2007 | 12/2018 |
| Summit Financial Resources, Inc. | Parsippany | NJ | 09/2007 | 09/2018 |
| Purshe Kaplan Sterling Investments | Parsippany | NY | 09/2018 | 05/2019 |
| Summit Financial, Llc | Parsippany | NJ | 12/2018 | 05/2019 |
| M Holdings Securities, Inc. | East Hanover | NJ | 05/2019 | 02/2020 |
| Eagle Rock Wealth Management | East Hanover | NJ | 05/2019 | 02/2020 |
| Axa Advisors, Llc | Morristown | NJ | 05/2020 | 06/2024 |
| Summit Risk Management | Parsippany | NJ | 08/2007 | 12/2018 |
| Summit Advisor Services | Parsippany | NJ | 01/2019 | 05/2019 |
| Equitable Advisors, Llc | Morristown | NJ | 05/2020 | 06/2024 |
| Mml Investors Services, Llc | Paramus | NJ | 06/2024 | Present |
| Massmutual Life Insurance Co | Paramus | NJ | 01/2016 | Present |
NAME: Victor Maccagnan INV REL: Y ADD: 61 South Paramus Rd, Suite 575, Paramus, NJ 07652 NATURE: Outside Insurance Sales POSITION: Insurance Broker START DATE: 12/2021 No. HR/MO: 8. No. HR/MO DURING SEC TRADING: 4. DESCRIBE DUTIES: Life, Disability, Property and Casualty, Long-term care, Fixed Annuities, Health.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-15 |
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