Alicia Diane Cerulla

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 06/2021
  Transamerica Retirement Solutions
  Holly, MI
• 08/2018 → 11/2018
  Transamerica Investors Securities Corporation
  Grand Blanc, MI
• 11/2018 → 12/2019
  Transamerica Capital Inc
  Denver, CO
• 08/2020 → 06/2021
  Transamerica Investors Securities Corporation
  Grand Blanc, MI
• 06/2021 → 12/2021
  Fidelity Investments
  Smithfield, RI
• 01/2022 → Present
  Morgan Stanley
  Purchase, NY

Previous Registrations

• 2018-08-03 → 2021-06-03
  Transamerica Retirement Advisors, Llc
  Grand Blanc, MI
• 2015-08-28 → 2016-08-19
  Transamerica Retirement Advisors, Llc
  Holly, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-28
• S63 Uniform Securities Agent State Law Examination
  2015-03-31

Other Names

• Alicia Diane Sams
• Alicia Diane Sams
• Alicia Diane Sams