Michael Truman Kaplan

Current Employers

Employment History

• 11/2008 → Present
  Lpl Financial Llc
  Ann Arbor, MI
• 09/2015 → Present
  Provizr
  Ann Arbor, MI
• 10/2016 → Present
  Four Financial Management
  Ann Arbor, MI

Other Businesses

(1) 08/09/2009: IV Financial Management - Non-Variable Insurance DBA - At Reported Business Location(s) (2) 08/15/2009: IV Financial - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Insurance Partner. INS Types: Life, Fixed Annuities (3) 01/11/2010: Four Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 06/09/2014: MKBF - Business Entity For Tax/Investment Purposes Only - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor, MI 48108 - Start 11/21/2008 - 0 Hr/Mo - Tax filing, business checking. (5) 09/03/2015: KBF, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor, MI 48108 - Start 09/01/2015 - 10 Hr/Mo; 5 Hour(s) During Securities Trading (6) 09/08/2015: Provizr - DBA for LPL Business (entity for LPL business) - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor, MI 48108 - Start 09/01/2015 - 10 Hr/Mo; 5 Hour(s) During Securities Trading (7) 11/16/2015: Four Financial Tax Services - Tax Prep/Accounting/CPA - Investment Related - 777 E. Eisenhower Pkwy., Suite 740 Ann Arbor, MI 48108 - Start 11/01/2015 - 15 Hr/Mo; 5 Hour(s) During Securities Trading - Tax preparation for individuals and corporations, bookkeeping. Principal and Operations/Management. I will not be preparing or consulting on taxes. I will have 1 or 2 Enrolled Agents employed to prepare the tax services. We will market under a different, but similar, DBA as our LPL securities DBA. (8) 10/24/2016: Provizr - Registered Investment Advisor Hybrid - DBA: (HYBRID) Provizr - Investment Related - 777 E. Eisenhower Pkwy, Suite 740, Ann Arbor, MI 48108 - Start 07/18/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - I provide investment advisory services through Provizr, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 160 hours per month] on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial (9) 10/26/2016: Four Financial Management - Registered Investment Advisor Hybrid - DBA: (Hybrid) Four Financial Management - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor, MI 48108 - Start 07/18/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - I provide financial planning and consulting services through Four Financial Management, an independent investment advisor firm. I started this business activity on 10/26/2016. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-12
• S63 Uniform Securities Agent State Law Examination
  1998-10-05