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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

5 E River Park Place East, Ste 420, Fresno, CA 93720 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Financial Services, Inc. Minot ND 06/2003 11/2016
Lpl Financial, Llc Fresno CA 11/2016 Present
Strategic Wealth Advisors Group San Mateo CA 11/2016 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 06/2003 → 11/2016
    Capital Financial Services, Inc.
    Minot, ND
  • 11/2016 → Present
    Lpl Financial, Llc
    Fresno, CA
  • 11/2016 → 07/2026
    Strategic Wealth Advisors Group
    San Mateo, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2016-11-23 → 2026-06-26
    Fresno, CA
  • 2006-06-26 → 2016-11-28
    Capital Financial Services, Inc.
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Minot, ND
Other Businesses

1. 11/22/2016 - WARNER WEALTH STRATEGIES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ FRESNO, CA 2. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-11
S63 Uniform Securities Agent State Law Examination 1996-10-07
  • S65 Uniform Investment Adviser Law Examination
    2006-07-11
  • S63 Uniform Securities Agent State Law Examination
    1996-10-07
Designations

View on SEC IAPD

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