Gary Allen Warner

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → 11/2016
  Capital Financial Services, Inc.
  Minot, ND
• 11/2016 → Present
  Lpl Financial, Llc
  Fresno, CA
• 11/2016 → 07/2026
  Strategic Wealth Advisors Group
  San Mateo, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-11-23 → 2026-06-26
  Mariner Advisor Network
  Fresno, CA
• 2006-06-26 → 2016-11-28
  Capital Financial Services, Inc.
  Fresno, CA
  Fresno, CA
  Fresno, CA
  Fresno, CA
  Minot, ND

Other Businesses

1. 11/22/2016 - WARNER WEALTH STRATEGIES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ FRESNO, CA 2. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-11
• S63 Uniform Securities Agent State Law Examination
  1996-10-07

Designations

• Certified Financial Planner