William Naylor Stant

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2015 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 06/1996 → Present
  L. B. Stant And Associates, Llc
  Nashville, IN

Previous Registrations

• 2002-05-20 → 2015-06-01
  Financial West Group
  Nashville, IN
  Westminster, MD
  Nashville, IN
  Troy, PA
  Oakland, CA

Other Businesses

1)LB Stant and Associates LLC, NASHVILLE, IN, 6/1996 AS Independent insurance agent for various independent insurance companies. INV REL - 10/WK - 2/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 06/01/15 3.SHAREPOWER RESPONSIBLE INVESTING INC, 1614 UPPER SCHOONER RD, NASHVILLE, IN, 10/2015 AS FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 60/WK - 6.5/TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-26
• S63 Uniform Securities Agent State Law Examination
  1996-08-14