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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2014-05-27 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
119 Prosser Trail, Charlestown, RI 02813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl | Charlestown | RI | 11/2011 | Present |
| Private Advisor Group, Llc | Charlestown | RI | 12/2011 | Present |
1. 11/04/2011: DBA ONLY - MARTIN LADER CERTIFIED FINANCIAL PLANNER (TM) - 100% OF TIME - GLASTONBURY, CT. 2. 3/7/2012: REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP - (HYBRID) I CHARGE FOR A FINANCIAL PLAN DEPENDING ON THE VOLUME OF WORK AND TIME REQUIRED. - TIME SPENT 5% - GLASTONBURY, CT. 3. 2/28/2013: NON-VARIABLE INSURANCE - MARTIN LADER - SALES OF FIXED ANNUITIES. - TIME SPENT 3% - GLASTONBURY, CT 4. 11/16/2022 - Private Advisor Group - DBA: Martin Lader Financial Planner - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 11/01/2010 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-22 |
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