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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-11
  • TX RA
    APPROVED
    Since 2017-05-11

Branch Locations

3838 Oak Lawn Avenue Suite 1420, Dallas, TX 75219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Inc Dallas TX 06/2008 05/2017
Raymond James Financial Services, Inc Dallas TX 05/2017 Present
Raymond James Financial Services Advisors, Inc. Dallas TX 05/2017 Present
Hobbs Wealth Management Dallas TX 05/2017 Present
  • 06/2008 → 05/2017
    Raymond James And Associates Inc
    Dallas, TX
  • 05/2017 → Present
    Raymond James Financial Services, Inc
    Dallas, TX
  • 05/2017 → Present
    Dallas, TX
  • 05/2017 → Present
    Hobbs Wealth Management
    Dallas, TX
Previous Registrations
Other Businesses

(1)Name of Business: APG Wealth Management Address: 3838 Oak Lawn Ave Ste 920, Dallas, TX, 75219, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/26/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Hobbs Wealth Management Address: 3838 Oak Lawn Ave Ste 920, Dallas, TX, 75219, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/05/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: The Art Menu, LLC Address: 6445 Cedar Springs Rd., Ste. 111, Dallas, TX, 75235, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 10/12/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee business operations

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-07
S65 Uniform Investment Adviser Law Examination 1996-10-07
  • S63 Uniform Securities Agent State Law Examination
    1996-10-07
  • S65 Uniform Investment Adviser Law Examination
    1996-10-07

View on SEC IAPD

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