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Derek Hans Schicht

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-06-05
  • IL RA
    APPROVED
    Since 2015-06-05

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 06/2015 Present
First Trust Advisors L.P. Wheaton IL 06/2015 Present
Previous Registrations
  • 2010-07-19 → 2015-06-02
    Invesco Advisers, Inc.
    Atlanta, GA
    Downers Grove, IL
  • 2010-03-18 → 2010-06-04
    Van Kampen Advisors Inc
    Oakbrook Terrace, IL
    Houston, TX
  • 2005-07-06 → 2005-10-25
    Chase Investment Services Corp.
    Chicago, IL
  • 2004-05-24 → 2005-07-06
    Banc One Securities Corporation
    Chicago, IL
  • 2003-03-03 → 2004-05-18
    Dws Investment Management Americas, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-17
S63 Uniform Securities Agent State Law Examination 1996-08-23
  • S65 Uniform Investment Adviser Law Examination
    2010-03-17
  • S63 Uniform Securities Agent State Law Examination
    1996-08-23
Other Names
  • Derek H Schicht

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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