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Walter Jose Alves

Azimut Investment Advisors LLC

Miami, FL

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Current Employers
Azimut Investment Advisors Llc

1450 Brickell Ave Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-26
  • FL RA
    APPROVED
    Since 2026-02-26

Branch Locations

1450 Brickell Ave Suite 2610, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Securities Inc Miami FL 02/2016 07/2017
Az Apice Capital Management Llc Miami FL 02/2016 01/2026
Insigneo Securities, Llc Miami FL 07/2017 04/2022
Sanctuary Securities, Inc. Miami FL 05/2022 Present
Azimut Investment Advisors Miami FL 01/2026 Present
  • 02/2016 → 07/2017
    Northeast Securities Inc
    Miami, FL
  • 02/2016 → 01/2026
    Az Apice Capital Management Llc
    Miami, FL
  • 07/2017 → 04/2022
    Insigneo Securities, Llc
    Miami, FL
  • 05/2022 → Present
    Sanctuary Securities, Inc.
    Miami, FL
  • 01/2026 → Present
    Azimut Investment Advisors
    Miami, FL
Previous Registrations
  • 2016-02-19 → 2026-02-03
    Az Apice Capital Management Llc
    Miami, FL
  • 2009-06-01 → 2016-02-29
    Morgan Stanley
    Miami, FL
  • 2007-02-07 → 2009-06-01
    Morgan Stanley & Co. Llc
    Miami, FL
  • 2004-05-14 → 2007-02-15
    Lehman Brothers Inc.
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-24
S63 Uniform Securities Agent State Law Examination 1996-09-13
  • S65 Uniform Investment Adviser Law Examination
    2000-10-24
  • S63 Uniform Securities Agent State Law Examination
    1996-09-13
Other Names
  • Walter Jose Alves
  • Walter Jose Alves
  • Walter Jose Alves

View on SEC IAPD

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ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
ARKHE WEALTH MANAGEMENT · MIAMI, FL
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL

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