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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-04-23 |
| NJ | RA | APPROVED | 2023-08-30 |
Branch Locations
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
Boonton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Morristown | NJ | 01/2016 | 03/2020 |
| E*Trade Capital Management Llc | Morristown | NJ | 01/2016 | 03/2020 |
| E*Trade Capital Management Llc | Morristown | NJ | 03/2020 | 08/2023 |
| E*Trade Securities Llc | Morristown | NJ | 03/2020 | 08/2023 |
| Morgan Stanley | Morristown | NJ | 01/2023 | 08/2023 |
| Td Bank N.A. | Ramsey | NJ | 08/2023 | Present |
| Td Private Client Wealth Llc | Ramsey | NJ | 08/2023 | Present |
1. Name Apex Petrochemical, Inc. 2. Investment-related: no 3. Address: 16192 Coastal Highway, Lewes, Delaware 19958 4. Nature: Fuel Sales 5. Position: Director 6. Start Date: 7/2/2018 7. Approx. number of hrs per month devoted to the other business: 12 8. Approx. number of hrs devoted during securities trading hrs: 0 9. Duties: Marketing fuel to retails on weekends and evenings. * 432698 1. Saker Energy Systems Incorporated 2. Investment Related: No 3. 122 Delaware Street, Suite F-15, New Castle, DE 19720 4. Oil/Energy 5. Board Member 6. 06/06/2017 7. Hours devoted to business:8 8. Hours devoted during Securities business: 0 9. Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-24 |
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