Wayne Ellis Green

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 05/2017
  Morgan Stanley
  Houston, TX
• 01/2015 → 05/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2017 → Present
  Raymond James Financial Services, Inc.
  Houston, TX
• 05/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Houston, TX
• 05/2017 → Present
  Sage Street Financial Advisory Llc
  Houston, TX

Previous Registrations

• 2009-06-01 → 2017-05-30
  Morgan Stanley
  Houston, TX
• 1996-12-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Houston, TX
  Houston, TX

Other Businesses

(1)Name of Business: Sage Street Financial Advisory LLC Address: 1800 West Loop South, Houston, TX, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Other Investment Related: No Start Date: 05/26/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-11
• S63 Uniform Securities Agent State Law Examination
  1996-12-04