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Robert Colin Laird

LPl Enterprise, LLC

Bedminster, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-11
  • NJ RA
    APPROVED
    Since 2025-02-11

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Santa Monica CA 03/2015 01/2025
Jp Morgan Chase Bank Santa Monica CA 03/2015 03/2017
Jp Morgan Chase Bank, N.A. Santa Monica CA 03/2017 01/2025
Lpl Enterprise Fort Mill SC 01/2025 Present
  • 03/2015 → 01/2025
    Jp Morgan Securities Llc
    Santa Monica, CA
  • 03/2015 → 03/2017
    Jp Morgan Chase Bank
    Santa Monica, CA
  • 03/2017 → 01/2025
    Jp Morgan Chase Bank, N.A.
    Santa Monica, CA
  • 01/2025 → Present
    Lpl Enterprise
    Fort Mill, SC
Previous Registrations
  • 2015-04-03 → 2021-08-21
    J.P. Morgan Securities Llc
    Santa Monica, CA
    Santa Monica, CA
    Santa Monica, CA
  • 2014-11-03 → 2015-01-13
    Waddell & Reed
    Las Vegas, NV
  • 2004-02-09 → 2006-04-05
    J. B. Hanauer & Co.
    Philadelphia, PA
Other Businesses

1) 12/23/2024 - United Parcel Service - Package Car Driver - start date 11/01/2024 - Parsippany, NJ - 160 HRS/MTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-10
S65 Uniform Investment Adviser Law Examination 2004-02-06
S63 Uniform Securities Agent State Law Examination 1996-11-11
  • S66 Uniform Combined State Law Examination
    2025-02-10
  • S65 Uniform Investment Adviser Law Examination
    2004-02-06
  • S63 Uniform Securities Agent State Law Examination
    1996-11-11
Other Names
  • Robert C Laird
  • Bob Laird
  • Robert Colin Lair
  • Robert Colin Laird
  • Robert C Laird
  • Robert Laird
  • Robert Colin Laird
  • Robert Colin Laird

View on SEC IAPD

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