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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-16
TX RA APPROVED_RES 2006-10-03
  • LA RA
    APPROVED
    Since 2015-07-16
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

4501 W Napoleon Ave Ste 110, Metairie, LA 70001 • United States

645 Lotus Dr N Ste B, Mandeville, LA 70471 • United States

Mandeville, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Metairie LA 09/2005 03/2020
Ameriprise Financial Services, Llc Mandeville LA 03/2020 Present
Other Businesses

Business Ownership; Greater New Orleans Planning Group, LLC; ; This is the entity through which we pay our shared office expenses for our respective Ameriprise franchises.; 4501 W. Napoleon Ave. Ste. 110Metairie, LA 70001, ,; ; 01/01/2001; 10 to 19 hours per month; / Mansa Musa Operations; Member / Manager; Administrative and operational support; 4501 W Napoleon Ave, Suite 110, Metairie, LA, 70002; Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Mansa Musa Partners; Member / Manager; Administrative and operational support and expense sharing; 4501 W Napoleon Ave, Suite 110, Metairie, LA, 70002; Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Mansa Musa Operations; Member / Manager - Member / Manager; This is the entity through which we manage the real estate operations for our Ameriprise office.; 4501 W Napoleon Ave, Suite 110, Metairie, LA, 70002; Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-02
  • S63 Uniform Securities Agent State Law Examination
    2000-08-02
Designations

View on SEC IAPD

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