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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-03 |
| FL | RA | APPROVED | 2009-08-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pensacola | FL | 01/2003 | Present |
| Stifel, Nicolaus & Company, Incorporated | Pensacola | FL | 08/2009 | Present |
1. Tailgate Toolbelt LLC; 4660 La Jolla, Pensacola, FL 32504; Manufactures outdoor goods for camping and emergency response personnel.; Owner; President; 12/01/2023; 2 Hours per Week; Not During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-08-21 |
| S65 | Uniform Investment Adviser Law Examination | 1997-08-21 |
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