Frank S. Roccaforte

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-06
LA	RA	APPROVED	2007-01-19

TX RA
APPROVED_RES

Since 2019-03-06
LA RA
APPROVED

Since 2007-01-19

Branch Locations

500 Huey P Long Avenue, Gretna, LA 70053 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Marrero	LA	06/1996	Present

06/1996 → Present

Edward D. Jones & Co., L.P.

Marrero, LA

Other Businesses

Rental property Gretna, LA Start date: 12/12/2011 Co-Owner Hours per week: 0 Hours during trading: 0 No responsibilities.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-25
S63	Uniform Securities Agent State Law Examination	1996-09-18

S66 Uniform Combined State Law Examination

2016-01-25
S63 Uniform Securities Agent State Law Examination

1996-09-18

Other Names

Francis S Roccaforte
Frank S Roccaforte
Frank S. Roccaforte

View on SEC IAPD