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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-27
IL RA APPROVED 2011-12-12
  • TX RA
    APPROVED
    Since 2026-02-27
  • IL RA
    APPROVED
    Since 2011-12-12

Branch Locations

1412 Broadway, Highland, IL 62249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 03/2007 Present
Massachusetts Mutual Life Insurance Comp Springfield MA 08/1997 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2011 Present
  • 03/2007 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/1997 → Present
    Massachusetts Mutual Life Insurance Comp
    Springfield, MA
  • 12/2011 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. SILVER CREEK FINANCIAL, Highland IL 62249, 10/1997, Insurance Agent/Sales, Independent insurance agent for various insurance companies, INV-REL, 60 HR/MO - 20 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/01/2012

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1996-11-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1996-11-29
Designations
Other Names
  • Peggy Lynn Klosterman
  • Peggy Lynn Klostermann
  • Peggy Lynn Klostermann-Elliott
  • Peggy L. Klostermann-Elliott

View on SEC IAPD

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