Lisa Salvo Dehaven

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-03-18
SC	RA	APPROVED	2017-09-06

TX RA
APPROVED

Since 2019-03-18
SC RA
APPROVED

Since 2017-09-06

Branch Locations

2440 Mall Drive Ste A, Charleston, SC 29406 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Southeast Investor Services, Inc.	Charleston	SC	12/1997	08/2017
Lpl Financial Llc	Charleston	SC	05/2014	Present
South State Bank (Formerly: South Carolina Bank & Trust)	Charleston	SC	05/2014	Present

12/1997 → 08/2017

First Southeast Investor Services, Inc.

Charleston, SC
05/2014 → Present

Lpl Financial Llc

Charleston, SC
05/2014 → Present

South State Bank (Formerly: South Carolina Bank & Trust)

Charleston, SC

Other Businesses

1. 5/27/2014 - SOUTH STATE INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE=06/30/2014 - 160 HOURS PER MONTH/130 HOURS DURING SECURITIES TRADING - DBA owned by South State Bank.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-09-05
S63	Uniform Securities Agent State Law Examination	1997-02-28

S65 Uniform Investment Adviser Law Examination

2017-09-05
S63 Uniform Securities Agent State Law Examination

1997-02-28

View on SEC IAPD