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Ronald Paul Holliday

LPl Financial LLC

San Clemente, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-12-31
  • CA RA
    APPROVED
    Since 1997-12-31

Branch Locations

439 N El Camino Real #B, San Clemente, CA 92672 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Clemente CA 07/1996 Present
Other Businesses

1. 01/17/2012: NO BUSINESS NAME - INV REL - 39995 CALLE DE SUENOS, MURRIETA, CA 92562 - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - SELLING AND SERVICING HEALTH INSURANCE POLICIES 2. 05/06/2013: RON HOLLIDAY - TAX PREP / ACCOUNTING / BOOKKEEPING - 5% OF TIME SPENT - BOOKKEEPING CONSULTING 3. 02/01/2015: NO BUSINESS NAME - INV REL - 37120 APPLEGATE ROAD, MURRIETA, CA 92563 - REAL ESTATE RENTAL - START 02/02/2009 - 1 HR/MO NONE DURING SECS TDG HRS - RENTAL PROPERTY OWNER 4. 11/22/2019 - 26440JF, LLC - Investment related - Murrieta, CA 92562 - Real Estate Rental - start date:10/01/2019 - 2 hrs/mo - 0 hrs during trading. 5. 6/23/2021 - Wenrich Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/22/2020 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 11/02/2022 - Tax Pros + Investing - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 7. 11/25/2022 - City of Murrieta - Not Investment Related - 1 Town Square, Murrieta, CA 92562 - Other - Elected official - Political - Member of the Murrieta City Council - Start Date - 01/01/2023 - 40 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-16
  • S63 Uniform Securities Agent State Law Examination
    1996-08-16
Other Names
  • Ron P Holliday

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