Jeffrey W Gigax

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → Present
  Gateway Financial Advisors, Inc
  Ofallon, MO
• 03/2004 → Present
  Gfa Inc
  Ofallon, MO
• 01/2007 → Present
  United First
  Ofallon, MO
• 09/2010 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 09/2010 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA

Previous Registrations

• 2009-01-05 → 2009-12-03
  Woodbury Financial Services, Inc.
  Ofallon, MO
  Ofallon, MO
  Dublin, CA
• 2004-10-29 → 2008-12-01
  Fsc Securities Corporation
  O'FAllon, MO
  St. Peters, MO
• 2004-11-11 → 2006-10-11
  Gateway Financial Advisors, Inc.
  St. Peters, MO

Other Businesses

1)STONEBRIDGE WEALTH MANAGEMENT GROUP, 728 HAWK RUN DR, O'FALLON, MO, 3/2008 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40/MO - 20/TRADING. 2)UNITED FIRST FINANCIAL MORTGAGE SOFTWARE SALES. START 6/1/07, 10 HOURS PER MONTH, 5 DURING TRADING HOURS. NO OWNERSHIP INTEREST. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4)THE MORTGAGE SHOP, 355 MID RIVERS MALL DRIVE, STE E, ST. PETERS, MO 63376. MORTGAGE ORIGINATOR SINCE 01/01/99. NOT INVESTMENT RELATED. WORKS 60 HOURS PER MONTH, 20 OF WHICH ARE DURING TRADING HOURS. 5)365 PROPERTIES LLC, O'FALLON, MO, 8/2018 AS OWNER OF LLC THAT BUYS, SELLS, & HOLDS REAL ESTATE. NIR - 20/MO - 0/TRADING. 6)BEST OFFER HOMES, LLC, 728 HAWK RUN DRIVE, O'FALLON, MO, REAL ESTATE SALES/MORTGAGE ORIGINATION/ ACCOUNTING/FINANCIAL ACTIVITIES, 06/16/20, NIR, 20/MO- 0/TRADING 7)GIGAX WEALTH MANAGEMENT, 728 HAWK RUN DRIVE, OFALLON, MO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,11/23/20, INV REL, 10 HR/WK- 10 TRADING HR. 8)3G CAPITAL, LLC / 728 Hawk Run Drive, OFallon MO 63368 / 01/2023 / PARTIAL OWNER, REAL ESTATE / NIR / 20 HR/MO 0 HR TRADING 9)GEYER APARTMENTS, LLC., 728 Hawk Run Drive, OFallon MO 63368, 02/2023, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1996-08-20